• Accountable for Legal and Compliance affairs:
o Assist in investigation of compliance breaches/lapses and come up with recommendation for action.
o Monitor and escalate all new and changes in laws and regulations which is applicable to AMK’s businesses to responsible departments.
o Develop training materials of the compliance and run compliance training.
o Provide assistance in developing and updating policies and procedures by enforcing document standards.
o Maintain policies, procedures, exceptional report registration. Alert the Policy Owner to review the policies and procedures.
o Assist manager to conduct regulatory compliance testing.
o Accountable for AML/CFT:
o Update AMK regulatory blacklist and internal watch-list and ensure the lists are updated in the customer screening systems.
o Perform customer risk profiling and alert to the manager on high risk customer for conducting enhance customer due diligence
o Monitor and analyse suspicious transactions and report those to Compliance Manager and Head of Legal and Compliance.
o Assist manager to conduct compliance testing.
o Guide and assist all staff regarding compliance with AML/CFT policy and procedure.
o Prepare AML/CFT reports as required by Manager.